Compliance
Products and Services
About Us
About FinWebTech
FinWebTech’s products are geared towards the financial services industry with Catalyst being its premier and flagship product.
Compliance officers today are under increased pressure from regulators. It is impossible for compliance officers to achieve perfection in their compliance program without sufficient resources. Regulators are expecting more from firms, compliance departments and compliance officers with new rules and regulations and the increase in available data. Compliance officers are also fearful of personal liability and are looking for solutions to help minimize their risk with technology based tools. Most compliance departments are receiving paper based reports to be analyzed manually which are inefficient, costly and prone to error.
FinWebTech was started based on the needs of one such Chief Compliance Officer who was in search of a cost effective automated compliance solution to make compliance programs more efficient, robust and minimize overall risk. The Catalyst automated compliance system was developed to provide all firms with access to technology through a low cost but highly effective solution. FinWebTech’s mission is to provide high quality compliance automation tools to firms of all sizes. To do this FinWebTech has priced the application so that small, medium and large firms have access to this much needed technology with low set up and monthly fees.
FinWebTech’s Catalyst Automated Compliance Solution is unique in that it was designed by an experience compliance officer who took the major components of compliance (Supervision, Monitoring, Risk Management) and developed a system through the eyes of compliance for compliance.
Don Lee, CAMS, MBA
Mark Edwards
Marlo Fullerton
Michael Fullerton
Services
Many financial institutions want to automate business process through process automation, but don’t know where to start.
Consulting Services
Customized Solutions
White Labeling Services
Products
FinWebTech’s products are geared towards the financial services industry with Catalyst being its premier and flagship product.
Catalyst is an Automated Compliance Solution designed to give compliance officers a 360 degree view of their firm’s compliance program while simultaneously identifying and managing risk.
Catalyst provides firms with a complete suite of tools designed to automate transaction monitoring and enhance compliance programs. These tools includes transaction monitoring for AML, Trading, and Risk, Customer Risk Rating, Supervisory Controls and Task Management, Trade Blotter Management, Advisory Rules, Document Repository and Reporting.
Catalyst is a highly customizable application that meets the firm’s unique business and risk. Catalyst can be used in firms that have a centralized supervisory structure where supervision is conducted from the OSJ; or a vertical supervisory structure where supervision is conducted from the field such as branch office managers. Catalyst is an evolving application with new tools and features being added with the goal to be an ‘all in one’ application for the industry.
Catalyst was designed by Compliance for Compliance.
Catalyst Brochure
Catalyst Tools
Trade Surveillance
Suitability / Reg BI
Advisory Rules
Dashboard
Know Your Customer
AML Surveillance
Risk Assessment
Audits & Investigations
Reporting
Catalyst’s reporting module allows firms to produce reports–available to management, auditors and regulators. Reports include alert resolution, supervisory control audit trails, and trade blotters.
Document Library
Case Management
Trade Blotter
Supervisory Controls
Data Integration
Have a question?
Get more information about FinWebTech and the Catalyst Compliance Solution
- Toll Free: 1-800-980-0959
- Direct: 786-800-9872
- don.lee@finwebtech.com